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Overview: The Business Unit Compliance Officer is responsible for supporting, establishing, and building relationships with the Risk Owners, offers feedback for processes, products, and services based on regulatory requirements; assists in the development and vetting of initiatives, acts as the advocate for the business in compliance and the ambassador of compliance in the business. Additionally, this position may require travel and interaction with the various markets in which the Company operates . Responsibilities: Provide support and information to assist in integrating compliance... more ->
Your opportunity Managing Director & Chief Compliance Officer - Charles Schwab & Co We believe, when done right, investing liberates people to create their own destiny. We are driven by purpose to champion every client's goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of 'own your tomorrow' every day. We champion our employee strengths, guide their development, and invest in... more ->
landlord-tenant law real estate attorney. milwaukee, wisconsin (remote) posted 5 days ago job details summary $100,000 - $150,000 per year permanent postgraduate degree category legal occupations referenceAB_4544933 job details A growing law firm that uses software to expediate the eviction process is adding an attorney to their team. This role requires (A) 3+ years of experience with landlord-tenant law/housing court/eviction law; (B) that you be located in the greater Milwaukee or Madison area; (C) an active license in Wisconsin; and (D) either a book of business, or an active license in... more ->
Senior Auditor - GHR, CAO and Legal Dallas, Texas;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Providence, Rhode Island; Wilmington, Delaware Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse... more ->
Summary This is a remote position. This position is located in the Veterans Benefit Administration Regional Office, National Contact Center (NCC). The Quality Review Specialist is an intergral part of the NCC's quality assurance program and is a key technical adviser to the Public Contact Representatives (PCRs). The purpose of this position is to measure individual performance quality and identify training needs through the review and assessment of completed phone calls and IRIS responses. Learn more about this agency Help Overview Accepting applications Open & closing dates 06/03/2024 to... more ->
Description We are offering an opportunity for an Attorney/Lawyer in Philadelphia, Pennsylvania, to handle claims for our subrogation group. The role involves the review and evaluation of claims, coordination of investigations, and escalating cases to a higher authority when necessary. This is a short-term contract position in the legal industry. Responsibilities Review and evaluate up to 10 claims per day for our subrogation group Determine subrogation and coordinate investigation efforts Provide detailed evaluations of each case and escalate to a senior attorney when necessary Utilize legal... more ->
Job Title: Court Results Job Summary Preforms various legal and clerical duties in support of the Attorneys and Legal Department functions. The person hired for this position will ultimately gain a substantial knowledge of all court and office procedures, rules and authority, litigation process and transacts the general business of the attorney court calendar and Legal Department subject to general supervision. An analytical, confident, self-starter with a willingness to learn. Responsibilities Data entry of future court dates in collection database. Entry of court results Prepare daily,... more ->
The New York City Department of Correction (DOC) is an integral part of the City's evolving criminal justice system, participating in reform initiatives and strategies aimed to move the City towards a smaller jail system without compromising public safety. The DOC is responsible for maintaining a safe and secure environment for staff, visitors, volunteers, and people in our custody. Importantly, safe jails enable DOC to provide people in custody with the tools and opportunities they need to successfully re-enter their communities. The DOC operates facilities and court commands across the five... more ->
Job Description Who We Are Creative Artists Agency (CAA) is the leading entertainment and sports agency, with global expertise in filmed and live entertainment, digital media, publishing, sponsorship sales and endorsements, media finance, consumer investing, fashion, trademark licensing, and philanthropy. Distinguished by its culture of collaboration and exceptional client service, CAA's diverse workforce identifies, innovates, and amplifies opportunities for the people and organizations that shape culture and inspire the world. The trailblazer of the agency business, CAA was the first to... more ->
JobID: 210504497 Category: Counsel JobSchedule: Full time Posted Date: 2024-04-04T19:59:02+00:00 JobShift : Experience the opportunity to provide strategic guidance on impactful client contract negotiations for critical payments services while helping to develop negotiations technology and best practices across the Firm. As a Commercial Banking Payments Negotiation Attorney - Vice President, Assistant General Counsel within our Innovation & Payments team, you will provide transactional and strategic legal support for Commercial Banking in connection with negotiations for client contracts... more ->
JobID: 210498453 Category: Counsel JobSchedule: Full time Posted Date: 2024-04-04T19:54:32+00:00 JobShift Base Pay/Salary: New York,NY $199,500.00-$275,000.00 Seeking an experienced attorney with expertise in commercial and consumer bankruptcy to join a top-notch team of bankruptcy experts. As a Commercial and Consumer Bankruptcy Attorney - Vice President, Assistant General Counsel within our bankruptcy legal team, you will provide expert advice and guidance on commercial and consumer bankruptcy matters, review and approve legal documents, and partner with key internal stakeholders to... more ->
The Compliance Investigator is a critical role within the Enterprise Legal Compliance department. Under the direction of the VP, Enterprise Legal Compliance, the Compliance Investigator, either individually or in collaboration with department stakeholders, identifies, researches, analyzes and/or resolves potential conflicts of interest; conducts complex vendor due diligence and compliance investigations; and manages all related data and recordkeeping. The Investigator accurately and confidentially conducts research and/or investigations that may be multifaceted and involve complex facts and... more ->
NYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. The broker-dealers include Capital One Securities, Inc., KippsDeSanto & Co., and TripleTree, LLC (collectively "Commercial Broker Dealers" or "CBDs"). The BD CCO will lead a BD Compliance... more ->
JobID: 210477865 Category: Counsel JobSchedule: Full time Posted Date: 2024-04-17T14:03:04+00:00 JobShift Base Pay/Salary: Jersey City,NJ $199,500.00-$275,000.00 Become the trusted advisor that our Lending Specialists and Credit Risk executives need to keep our Private Bank Lending Solutions business on the cutting edge while doing so in a safe and sound manner. As a Private Bank Lending Attorney - Vice President, Assistant General Counsel in our Private Bank Credit Legal team, you will be part of a team that supports multiple geographic segments, ultra-high and high net worth client... more ->
Tyler Junior College gives equal consideration to all applicants for admission, employment and participation in its programs and activities without regard to race, color, religion, national origin, gender, gender identity, gender expression, sexual orientation, age, marital status, disability, veteran status or limited English proficiency (LEP). more ->
Electricity Policy Legal Fellow The Environmental and Natural Resources Law & Policy Program (ENRLP) of Stanford Law School and the Climate and Energy Policy Program (CEPP) of Stanford's Woods Institute for the Environment invite applications for an Electricity Policy Legal Fellow. The Electricity Policy Fellow will join the thriving community in the Stanford Law School, reporting to the ENRLP Director, and will work primarily with the leaders of CEPP at the Woods Institute within the Stanford Doerr School of Sustainability. This Full time fellowship is crafted for early-career attorneys with... more ->
Position Summary To Apply: Please email a resume and cover letter to (see below) The Marion County Prosecutor's Office, led by Prosecutor Ryan Mears, is setting new expectations in the criminal justice system and is committed to a fair and equitable system. The Marion County Prosecutor's Office Child Support Division works to encourage non-custodial parents to take financial responsibility for the benefit of their children. A wide range of services are available for families, including paternity establishment, locating non-custodial parents, and modification and enforcement of child support... more ->
Description We are hiring a Corporate Governance & Securities Compliance Specialist/Paralegal to manage a variety of processes relating to our public company reporting and compliance with stock exchange requirements. You'll support all aspects of our securities and corporate governance functions, work collaboratively with members of the legal, finance and compensation teams, and report directly to the Vice President, Deputy General Counsel and Assistant Secretary. What You Will Be Doing: Managing processes which support the preparation and filing of public company and corporate director,... more ->